Compliance Specialist
Carolina Financial Group LLC has an opening in Brevard, NC. Compliance Specialist (Securities/Metrics): Anticipate & research issues; produce memos re: potential regulatory reform; review co's systems, applicable regulatory filings & business info docs. May be assigned to various, unanticipated sites throughout U.S. Remote work may be permitted. Submit resume (principals only) to: melliott@carofin.com Must include recruitment source + full job title in subject line. EOE